Regulatory Reporting and Instrument Identification in APAC

Chris Pickles

Chris PicklesFor financial institutions in countries in the EU or the USA, it can be hard to imagine the complexities of regulatory reporting in the Asia/Pacific region. The USA may have multiple regulators (eg SEC, CFTC, FINRA) but it is still a single regulatory regime. The EU has 28 separate member-states and even more national regulators, but More...

by EU Etrading | Published 2 years ago
Opinion Poll
By EU Etrading On Friday, February 20th, 2015
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How do you price research under the FCA commission dealing rules?

How do you price research under the FCA commission dealing rules?  More...

Matthew Chan, Head of Asia Strategy at Omgeo
By EU Etrading On Tuesday, September 30th, 2014
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Europe T+2: Is Asia-Pacific Ready?

Matthew Chan, Head of Asia Strategy at OmgeoA comprehensive study published by Celent and commissioned by Omgeo, the global standard for post-trade efficiency, revealed that 58% of firms in Asia Pacific are not More...

Vijay Mayadas, Senior VP of Strategy and M&A, Broadridge
By EU Etrading On Tuesday, September 30th, 2014
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Operations power performance: Managing risk and delivering value

Vijay Mayadas, Senior VP of Strategy and M&A, BroadridgeThis survey—conducted and analyzed in the spring of 2014 by The Economist Intelligence Unit in partnership with Broadridge Financial Solutions to ascertain More...

FCA Lobby
By EU Etrading On Sunday, September 21st, 2014
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Poll: How do you price research under the FCA commission dealing rules?

This poll isn’t specific to Europe and has global implications. The UK’s regulator the FCA is attempting to ensure that buy-sides are spending client commission on research and corporate access reasonably More...

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